Rules for trading on the stock market, the deposit market and the credit market of PJSC Moneypeople. Part I. General part

Subsection 1.1. General Provisions
1.1.1. Trading rules are part of the rules for organized trading in the stock market, deposit market and credit market, and are adopted in accordance with the Charter of the Exchange, laws and other regulatory legal acts of the United Kingdom,
1.1.2. Trading rules establish the rules for the conclusion (execution) and reconciliation of transactions, the rules for registering transactions, the procedure for executing transactions, the rules for preventing, detecting and suppressing cases of unlawful use of insider information and (or) market manipulation, measures to prevent market destabilization, the schedule for the provision of services by the Exchange, and also the procedure for monitoring and controlling transactions (including the procedure for suspending and resuming trading, the procedure for conducting inspections of non-standard transactions, the methodology for calculating the current prices of securities).
1.1.3. The Exchange organizes trading in securities and concluding deposit and credit agreements, registers transactions with securities and deposit and credit agreements, and monitors operations carried out in organized trading.
1.1.4. Trading on the Exchange is held in accordance with the schedule provided for in subsection 1.3. "Schedule for the provision of services" of this part of the Trading Rules.
1.1.5. Trading on the Exchange is conducted in the Securities Market Section, the REPO Market Section, the Deposits Market Section and the Credit Market Section.
The specifics of trading in individual Market Sections are established by special parts of the Trading Rules.
1.1.6. Trading on the Exchange is conducted in separate Trading Modes.
1.1.7. Trading Modes may consist of separate periods of the Trading Mode (hereinafter referred to as the period). The procedure for submitting orders and concluding deals in each of the Trading Modes (period) is determined in the corresponding special parts of the Trading Rules.
The Exchange may decide to restrict the possibility of concluding deals in a certain Market Section, as well as the list of admissible Trading Modes may be limited.
The Exchange may decide to restrict the list of traded instruments that can be the subject of transactions with which it is possible to conclude transactions during the Main trading session and / or Additional trading session.
The Exchange may establish a list of possible tradable instruments that can be the subject of transactions, with which it is allowed to conclude on the terms of centralized clearing, taking into account the peculiarities of the circulation of each traded instrument of transactions.
The Exchange determines the List of possible tradable instruments that can be the subject of transactions with which the conclusion of T + Trades is allowed. The list of possible traded instruments with which it is allowed to conclude T + Trades in certain Market Sections and / or Trading Modes, as well as changes to such a list, are approved by the Exchange, taking into account the peculiarities of the circulation of each traded instrument of transactions, after obtaining the appropriate consent from the Central Counterparty.
1.1.8. The start and end time of trading during the Main trading session and the Additional trading session in separate Market Sections and / or Trading Modes, including the start time of each period and the end time of each of the periods (the procedure for determining the time), of which the individual Trading Modes consist, is set by the Exchange. ... It is allowed for the Exchange to establish a period (s) during which it is allowed to announce (submit) orders only to buy or orders to sell and / or conclude deals.
1.1.9. The Exchange may establish a list of acceptable settlement codes for a security and / or other subject of transactions in a separate Trading Mode (period), for a certain type of order, both during the Main trading session and during the Additional trading session.
1.1.10. The conclusion of transactions in the Trading System is carried out in the following order:
1.1.10.1. Transactions on the Exchange are concluded on the basis of decentralized and centralized clearing. Trades are concluded in the Trading System on the basis of orders announced (submitted) by the Trading Members; trades under the conditions of centralized clearing may be concluded without submitting orders in the cases provided for in the relevant special parts of the Trading Rules and the Clearing Rules. The correspondence of counter orders is established in the Trading System in the manner provided for in subsection 1.9 “Orders” of this part of the Trading Rules, as well as in the Special Parts of the Trading Rules. The conclusion of transactions in the Trading System in the manner prescribed by the Trading Rules is the conclusion of transactions by exchanging documents via electronic communication.
1.1.10.2. A securities transaction / loan agreement is considered concluded at the moment when two admissible counter orders are identified in the Trading System, by entering information about the transaction in the register of transactions (registering a transaction in the Trading System), except as provided for by the Trading Rules. At the same time, the time of registration of each transaction in the register of transactions is automatically recorded in the Trading System and a unique identification number is assigned to it, which includes the transaction number and the direction of the transaction. Deposit agreement read It is accepted by the concluded at the moment the Exchange receives information from the Central Counterparty about the transfer of funds to it in deposit. Information about the conclusion of a deposit agreement is entered into the register of transactions (registration of a transaction in the Trading System). A deposit agreement is considered concluded in the amount of funds, information about which was received by the Exchange from the Central Counterparty. In this case, the Trading System automatically records the time of registration of each deposit agreement in the register of transactions and assigns it a unique identification number, which includes the number of the deposit agreement.
1.1.10.3. The procedure (methods) for making transactions during the placement and circulation of securities is provided for in Parts II and III of the Trading Rules. The procedure (methods) for concluding deposit agreements is provided for in Part IV of the Trading Rules. The procedure (methods) for concluding credit agreements is provided for in Part V of the Trading Rules.
1.1.10.4. The Exchange provides Trading Members of the same category with equal conditions for concluding transactions in the Trading System.
1.1.10.5. The conditions on which transactions are concluded (except for REPO transactions) provided for by the Trading Rules cannot be changed by the Trading Members after their registration in the Trading System. In the cases stipulated by the Clearing Rules, the Clearing Organization is entitled to change certain terms and conditions of concluded trades stipulated by the Clearing Rules, the obligations under which have not been fulfilled as of the date of such changes.
1.1.11. The conclusion and execution of trades under the terms of centralized clearing is carried out taking into account the following features:
1.1.11.1. Centralized clearing deals are concluded between the Trading Members and the Central Counterparty.
1.1.11.2. The parameters of a transaction with a Central Counterparty (except for REPO transactions) cannot be changed after their registration in the Trading System. In the cases provided for by the Clearing Rules, the Clearing Organization is entitled to make changes provided for by the Clearing Rules to certain parameters of concluded trades, the obligations under which have not been fulfilled as of the date of such changes.
1.1.11.3. When a Trading Member submits an order to conclude transactions on under the conditions of centralized clearing, such an order passes the Collateral Control Procedures stipulated by the Clearing Rules, which is confirmed by a report received from the Clearing Organization, and is registered in the Trading System. In case of filing an application for concluding a transaction with securities, the Central Counterparty is obliged to conclude a transaction on terms no worse than those specified in such an application, in the presence of an admissible counter-order (s) of another Trading Participant (s) taking into account the specifics of concluding deals in the respective Trading Mode. If there is an order in the queue for concluding a deposit agreement, which is an admissible counter order in relation to an order previously registered in the Trading System for concluding REPO transactions (or an order for concluding a REPO transaction, which is an admissible counter-order to an order previously registered in the Trading System for concluding a deposit agreement) on in the conditions of centralized clearing, the Central Counterparty is obliged to conclude the relevant REPO transaction on terms no worse than those specified in such an order, and to provide the conditions for concluding a deposit agreement. From the moment of conclusion of the relevant REPO transaction, withdrawal, change, withdrawal by the Trading Member of the application for the conclusion of the deposit agreement is not allowed.
1.1.11.4. After registration in the Trading System, the order is checked during trading by the Trading System for the presence of admissible counter orders in the queue.
1.1.11.5. If there is an order in the queue for concluding a trade in securities, which is an admissible counter order in relation to an order previously registered in the Trading System for concluding trades in securities under the conditions of centralized clearing, the Central Counterparty for each of the two admissible counter orders concludes trades with the same numbers ( hereinafter - paired or connected transactions) on the following conditions:
• the price (REPO Rate) of each of the transactions is determined as the price (REPO Rate) of an admissible counter order, which is the first in the order of orders;
• the volume (REPO Amount) of each of the transactions is determined as the minimum of two: the volume (REPO Amount) of a newly registered order or the volume (REPO Amount) of an admissible counter order, which is the first in the order of orders, taking into account the specifics of satisfying Iceberg orders (if an admissible counter order the application is an Iceberg application).
The specifics of concluding trades with the settlement code K0 are defined in subsection 1.12 “Procedure for Interaction with a Clearing Organization. Procedure for Execution of Transactions ”of this part of the Trading Rules.
The specifics of concluding transactions with settlement codes Ym / Yn and T0 / Yn are defined in Special Parts III and IV of the Trading Rules.
The specifics of concluding transactions with settlement codes Yn and Nn are defined in Special Part II of the Trading Rules.
1.1.11.6. If there are no admissible counter orders in the queue, the registered order is placed in the queue until the receipt of admissible counter orders, or is removed from the Trading System, depending on the type of order and the specified attribute. The size of the application does not affect its priority.
1.1.11.7. Information on the presence of admissible counter orders, on the conditions for concluding paired and non-paired (deposit agreements and corresponding REPO transactions) transactions, on the presence or absence of unexecuted orders in the queue, as well as on the withdrawal of an order by a Trading Member becomes available to the Central Counterparty through the Trading System of the Moneypeople ...
1.1.11.8. Only Trading Members who meet the criteria for concluding T + Trades or deposit agreements stipulated by the Clearing Rules can participate in the Trading Modes in which T + Trades or deposit agreements are concluded, while the Clearing Rules establish requirements, the observance of which allows the Trading Members to conclude T + or deposit agreements with admission to clearing with partial collateral.
1.1.12. Only Bidders can participate in the auction. In cases stipulated by the Clearing Rules, the Clearing Organization performing the functions of the Central Counterparty may submit orders counter to the orders of the Trading Members and conclude trades in accordance with the procedure established by the Rules
clearing.
1.1.13. Trading participants in the Securities Market Section and the REPO Market Section
have the right to submit orders and conclude transactions:
• on its own behalf and at its own expense (rights and obligations under such transactions
arise from the Bidder);
• on their own behalf and at the expense of their clients, including at the expense of funds,
being in trust (the rights and obligations under such transactions arise for the Trading Member);
• on behalf of and at the expense of its client being the Clearing Member (the Clearing Member has the rights and obligations under such transactions);
• with an indication of the clearing broker (the rights and obligations under such transactions arise with the clearing broker).
Submission of orders and conclusion of trades on its own behalf is allowed only for the Trading Member who coincides in one person with the Clearing Member.
When placing and purchasing shares and bonds, a Trading Member performing on behalf of The Issuer functions as a seller / buyer, concludes transactions on its own behalf and at the expense of the Issuer of securities.
For securities intended for qualified investors, purchase orders are sent to the Trading System by Trading Members:
• on its own behalf and at its own expense;
• on its own behalf and at the expense of its clients - qualified investors, including at the expense of qualified investors in trust;
• on behalf and at the expense of its client - a qualified investor who is a Clearing Member;
• indicating the clearing broker, in cases of filing an application in the interests of a qualified investor.
Deposit market traders have the right to conclude transactions:
• on its own behalf and at its own expense;
• on its own behalf and at the expense of funds held in trust.
Credit market traders have the right to conclude transactions only in their own name and at their own expense.
Information about the Clearing Member (including the clearing broker), on whose behalf it is planned to conclude a deal, is indicated by the Trading Member when submitting an order to conclude a deal by specifying in the order the trading and clearing account of the relevant Clearing Member, as defined by the Clearing Rules.
In cases stipulated by the Clearing Rules, the Clearing Organization, which is the Central Counterparty, has the right to submit orders and conclude trades on behalf of the Clearing Member in order to settle cases of non-fulfillment or improper fulfillment of obligations under the trades or in other cases established by the Clearing Rules.
The Clearing Rules may establish restrictions on the conclusion by the Trading Members of the T + Trades or deposit agreements, depending on the fulfillment by the Clearing Member, which is potentially a party to such a transaction, of the requirements established by the Clearing Rules.
1.1.14. In cases established by federal laws, regulations of the Bank of UK and / or documents of the Issuer, including emission, and / or

The listing rules for certain items of transactions may be imposed by the Exchange on the possibility of concluding transactions by certain categories of Trading Members and / or at the expense of certain categories of customers of Trading Members, as well as concluding transactions by Trading Members at the expense of their clients and / or at the expense of funds held in trust. management.
1.1.15. Only Participants of UX trades and only at their own expense can submit orders for conclusion of transactions, with the exception of REPO transactions in cases established by the legislation of the Russian Federation, with domestic securities in foreign currency.
1.1.16. The parties to the trades are obliged to fulfill their obligations under the trades in accordance with the requirements specified in the Trading Rules, in accordance with the procedure established in the Clearing Rules.
1.1.17. Trading participants must comply with the requirements established by the rules for organized trading of the Exchange, laws and other regulatory legal acts of the United Kingdom.
1.1.18. Bidders can participate in trading from workplaces located in the trading rooms of the Technical center (s), as well as from remote workplaces located outside the trading rooms of the Technical center (s).
1.1.19. The following procedure for applying the codes of Trading Members on the Exchange and their clients, assigned in accordance with the Admission Rules, is established.
1.1.19.1. In accordance with the Admission Rules, the Trading Member is assigned the following special codes:
• code of the Trading Member;
• identifier of the Trading Member;
• Trade identifier.
1.1.19.2. The Trading Member's code and the Trading Member's identifier are reflected in the register of orders and the register of transactions formed by the Exchange at the end of each Trading day. Trading identifiers are used when placing orders, as well as the TSA of the Trading Member.
1.1.19.3. Submission by a Trading Member of an order specifying any of the Trading Identifier assigned to a Trading Member in accordance with the Rules for Admitting a Trading Identifier means the unconditional consent of such Trading Member that a transaction that can be concluded in the Trading System on the basis of this application is concluded in accordance with the Trading Rules for the stock market of PJSC Moscow Exchange, which are an integral part of such a transaction.
1.1.19.4. The client code assigned to the client of the Trading Member in accordance with the Admission Rules is reflected in the register of orders and the register of transactions formed by the Exchange at the end of each Trading day. The short code of the client or the code of trading accounts assigned to the client of the Trading Member in accordance with the Admission Rules is used when the Trading Member submits orders to conclude transactions in the Trading System.
1.1.20 A trader is responsible for informing his clients about the risks inherent in certain securities admitted to trading on the Exchange, as well as for compliance with restrictions in force in relation to individual clients, including restrictions imposed by foreign legislation.
1.1.21. Announcement (submission to the Trading System) of orders for the conclusion of a deal with securities on the Moneypeople is carried out for securities admitted to trading on the Moneypeople in accordance with the Listing Rules. Transactions in securities based on submitted orders on the Moneypeople are concluded for securities admitted to trading on the Moneypeople in accordance with the Listing Rules, according to which the trading start date has come. Announcement (submission to the Trading System) of orders for the execution of REPO transactions and the conclusion of transactions based on the submitted orders on the Moneypeople, in addition to the above cases, may also be carried out for valuable